Rise Financial Group is a Registered Investment Advisory Firm, we take on the role of "Fiduciary Advisor" to our clients. That means that we must act in the best interest of our clients, through full disclosure, and complete transparency in every step we take working together during the rollover process. We are also "fee-only Advisors, meaning we don't charge commissions on your stock positions to manage your portfolio.
We have designed this Rollover Guide specifically for individuals ages 60-73, who need help in navigating their retirement transitions. Every scenario we provide to you are based on "real" rollover scenarios, not theories, tried and true. We are focused on protecting your retirement, not selling products.
See if you're at risk for these mistakes before making a decision. There is absolutely no charge for our rollover brochure, just complete the form and we will show you the free guide now, so you can see for yourself! The information is simple, and easy-to-follow, and the information you will gain from it, could literally save you thousands of dollars in potential tax penalties if your rollover was to be handled improperly by a firm with a lack of rollover knowledge strategies.
If you contribute to a 401(k), you know its flexibility gives you choices as you go through life. However, when you retire, it is critical to make sure you know all of the up-to-date rollover rules, because 401(k) rollover mistakes can be costly! Don't trust your Rollover to just anyone, call the experts at Rise Financial Group today!
Leaving your Job? Avoid these 401(k) Rollover Mistakes!
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today "Avoiding 401(k) Rollover Mistakes"!
Before you Roll Over your 401(k), know this:
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Avoid triggering taxable events that could cost thousands
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Don’t accidentally fall into the 60-day rollover trap and get penalized
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Understand when rolling over could actually be the wrong decision
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Avoid advisor recommendations that benefit them—not you
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Protect income strategies and investment advantages before moving funds
A simple guide to help you avoid taxes, penalties, and bad advice before moving your retirement money
Who this guide is for:
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Ages 60-73 preparing for retirement
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Individuals leaving a job with a 401(k), or 403(b), etc.
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Anyone who is unsure of whether to roll over , or not
See what our clients are saying about our service!
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Did you konw that:
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Keeping funds in a 401(k) may have advantages, but it limits your investment options that can hold you back
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Rolling over incorrectly can trigger withholding taxes
3303 E Baseline Rd #107 | Building 4
Gilbert, AZ 85234
Phone: (480) 878-7444
Copyright 2026
A dedicated Fiduciary Advisor along with our team of CFP's and CFA's, will work with you to help create a plan that paints a full financial picture. We also look forward to continuing an ongoing relationship with you to keep your plan current, as your needs evolve over time.
There will be relief in knowing you have a plan focused on what's most important to you, consistent income, with less highs and lows. Your first step simply starts with a conversation, so, either call our office today to have your FREE guide sent to you, or click the button below!
(480) 878-7444.
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Disclosure: All written content on this site is for information purposes only. Opinions expressed herein are solely those of Rise Financial Group and our editorial staff. Material presented is believed to be from reliable sources; however, we make no representations as to its accuracy or completeness. All information and ideas should be discussed in detail with your individual adviser prior to implementation. Insurance and Advisory services are offered by Rise Financial Group a Registered Investment Advisor in the States of Arizona, Minnesota, North Dakota, or where otherwise legally permitted. The presence of this web site shall in no way be construed or interpreted as a solicitation to sell or offer to sell investment advisory services to any residents of any State other than the States of Arizona, Minnesota, North Dakota, or where otherwise legally permitted. Content should not be viewed as an offer to buy or sell any of the securities mentioned or as legal or tax advice. Rise Financial Group does not offer tax planning or legal services, but may provide references to accounting, tax services or legal providers. You should always consult an attorney or tax professional regarding your specific legal or tax situation. Rise Financial Group is not engaged in the practice of law. Hyperlinks on this website are provided as a convenience. We cannot be held responsible for information, services or products found on websites linked to ours. Images and photographs are included for the sole purpose of visually enhancing the website. None of them are photographs of current or former clients. They should not be construed as an endorsement or testimonial from any of the persons in the photograph.